WHITESPACE FINANCIA, LLC
A Boutique Investment & Wealth Management Company

WhiteSpace Financial is a boutique firm with enormous investment reach. As your advisor, we will help you manage your family’s wealth across as many institutions as necessary to bring you the highest level of service. There are three primary avenues to this service:

1. Assets managed by WhiteSpace Financial, LLC as Registered Investment Advisor. This is the foundation upon which WhiteSpace Financial was built — to serve clients in an objective, efficient, and client-focused manner. This means we have a FIDUCIARY DUTY TO CLIENTS (STANDARDS OF CARE). As a fiduciary, WhiteSpace Financial recognizes:

q     We have an affirmative duty of utmost good faith to act solely in your best interests to make full and fair disclosure of all material facts, particularly where our interests may conflict with the Client’s;

q     We have the duty to render impartial advice;

q     We have the duty to make suitable recommendations to your family in light of your needs, financial circumstances, and investment objectives;

q     We have the duty to exercise a high degree of care to ensure that adequate and accurate representations and other information about securities are presented to you; and

q   We have the duty to form our recommendations, representations, and projections on adequate factual basis.

            WhiteSpace Financial will build your globally balanced, multi-asset-class, domestic-sector rotational strategic portfolio for you using Exchange Traded index Funds (ETFs) and/or open-ended mutual funds or third-party private portfolios. Because we’re your fiduciary and paid only by you, your family’s interest is our only interest.

2.   Assets and liabilities at institutions unaffiliated with WhiteSpace Financial, LLC. You or your spouse or partner may have accounts in company retirement plans outside of WhiteSpace Financial, mortgage(s), credit card accounts, etc. Everything counts at WhiteSpace Financial, including outside accounts.

3. WhiteSpace Financial, LLC as a traditional broker-dealer branch. Being a broker-dealer branch further extends our investment flexibility and capabilities at WhiteSpace Financial. WhiteSpace Financial is also a branch of Purshe Kaplan Sterling Investments. Many insurance contracts and other services are available through our broker-dealer affiliation. Clients who have investments acquired through previous broker-dealer relationships may find it in their best interest to retain these investments through this avenue of service, especially if selling to replace would result in large taxable gains.

We work across the entire spectrum of investment services and institutions because your unique footprint in the WhiteSpace is how markets, money, wealth, business, and family surround you. Welcome to our WhiteSpace.
 

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Copyright © 2011 White Space
Last modified: 12/7/2011